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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2006-11-17
  • NH RA
    APPROVED
    Since 2006-11-17

Branch Locations

1000 Elm St 15Th Floor, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott G. Christensen Manchester NH 07/2006 Present
Northwestern Mutual Investment Services, Llc Manchester NH 10/2006 Present
Previous Registrations
  • 2002-10-31 → 2006-07-25
    Catamount Investment Strategies, Inc.
    Bedford, NH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-12-11
S65 Uniform Investment Adviser Law Examination 2002-10-30
  • S63 Uniform Securities Agent State Law Examination
    2006-12-11
  • S65 Uniform Investment Adviser Law Examination
    2002-10-30
Other Names
  • Sharon Marie Doherty

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Manchester, NH

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