William Woolfolk Nelson

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2025
  Hilltop Securities Inc.
  Dallas, TX
• 05/2025 → 09/2025
  Unemployed
  Dallas, TX
• 09/2025 → Present
  Guardian Life Insurance Company
  Southlake, TX
• 11/2025 → Present
  Park Avenue Securities
  Southlake, TX

Previous Registrations

• 2006-06-30 → 2025-05-15
  Hilltop Securities Inc.
  Dallas, TX
• 2013-08-08 → 2025-05-15
  Momentum Independent Network Inc.
  Dallas, TX

Other Businesses

1) Dallas CASA Children's Council-Board Member, Nature of Business: principal volunteer support group for Dallas CASA, Start date: 01/01/2024, Address: 2757 Swiss Ave, Dallas, TX 75204, Duties: help plan events, volunteer time 2 total hours per month; 1 during securities trading hours, Not investment related,

Exams

• S66 Uniform Combined State Law Examination
  2005-02-01
• S63 Uniform Securities Agent State Law Examination
  2002-09-25

Other Names

• William Nelson
• William Woolfolk Nelson