William March Moore

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-10-12
AL	RA	APPROVED	2015-07-07

TX RA
APPROVED_RES

Since 2016-10-12
AL RA
APPROVED

Since 2015-07-07

Branch Locations

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Mobile	AL	07/2015	Present
Stifel, Nicolaus & Company, Incorporated	Mobile	AL	07/2015	Present

07/2015 → Present

Stifel, Nicolaus & Company, Incorporated

Mobile, AL
07/2015 → Present

Stifel, Nicolaus & Company, Incorporated

Mobile, AL

Previous Registrations

2009-09-25 → 2015-07-07

Intl Advisory Consultants Inc.

Birmingham, AL

Other Businesses

1. Church Street Graveyard Foundation; 1209 Government Street Mobile AL 36604; To maintain and preserve the Church Street Graveyard; Member of Board; Help plan and implement both fundraising and maintenance events for the Church Street Graveyard; 02/01/2024; 6.00hrs/year; Not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-26
S63	Uniform Securities Agent State Law Examination	2002-10-24

S65 Uniform Investment Adviser Law Examination

2007-10-26
S63 Uniform Securities Agent State Law Examination

2002-10-24

View on SEC IAPD