Sean Anthony Phillips

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 04/2019
  Chessman Wealth Strategies
  Dallas, TX
• 04/2019 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2010-11-02 → 2020-03-30
  Chessman Wealth Strategies
  Dallas, TX
• 2009-09-09 → 2010-11-02
  Commonwealth Financial Network
  Dallas, TX
• 2006-09-13 → 2007-07-05
  1St Global Advisors Inc
  Dallas, TX
• 2004-12-03 → 2006-09-01
  Lpl Financial Llc
  Plano, TX
  Plano, TX
• 2005-01-13 → 2006-08-24
  Cpf Texas
  Plano, TX
• 2002-10-11 → 2004-01-27
  Ubs Financial Services Inc.
  Addison, TX

Exams

• S66 Uniform Combined State Law Examination
  2002-10-10

Designations

• Certified Financial Planner