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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-24
NY RA APPROVED 2021-05-27
  • TX RA
    APPROVED_RES
    Since 2024-07-24
  • NY RA
    APPROVED
    Since 2021-05-27

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

56 Harrison St Ste 203, New Rochelle, NY 10801 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

56 Harrison St Suite 203, New Rochelle, NY 10801-6559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New Rochelle NY 06/2008 Present
Private Advisor Group, Llc New Rochelle NY 09/2012 Present
Previous Registrations
Other Businesses

(1) 11/5/2008 - DBA ONLY - FLYNN FINANCIAL PARTNERS - NEW YORK, NY. (2) 05/06/13 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - (HYBRID) CHARGE FEES ON ASSETS UNDER MANAGMENT AND FEES FOR ADVICE. - 70% OF TIME SPENT - NEW YORK, NY (3) 05/24/2013 - NON-VARIABLE INSURANCE - DOING INSURANCE BUSINESS AWAY FROM LPL - NO P&C BUSINESS - 1% OF TIME SPENT - NEW YORK, NY (4) 04/27/2017- Private Advisor Group: DBA (Hybrid) Flynn Financial Partners, Ltd.-investment related-At reported business location(s)-Registered Investment Advisor DBA-provide advisory services-start 07/04/2008-Hours per month 160/ Hours during trading 100 -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 8/3/2020 - Dowd Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/29/2020 - 10 Hours Per Month/5 Hours During Securities Trading. (6) 9/11/2020 - Flynn Financial Partners, Ltd. LLC - Investment Related - 56 Harrison Street, Suite 203, New Rochelle, NY 10801 - Real Estate Rental - Started 09/09/2020 - 1 Hour Per Month/0 Hours During Securities Trading. (7) 08/05/2021 - Flynn Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/20/2021 - 160 Hours Per Month/160 Hours During Securities Trading. (8) 08/16/2022- F2 PARTNERS HOLDINGS, LLC- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 06/30/2022- 5 Hours Per Month/ 5 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-02
  • S66 Uniform Combined State Law Examination
    2003-06-02
Other Names
  • Mark Libersher

View on SEC IAPD

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