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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-24 |
| NY | RA | APPROVED | 2021-05-27 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
56 Harrison St Ste 203, New Rochelle, NY 10801 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
56 Harrison St Suite 203, New Rochelle, NY 10801-6559 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | New Rochelle | NY | 06/2008 | Present |
| Private Advisor Group, Llc | New Rochelle | NY | 09/2012 | Present |
(1) 11/5/2008 - DBA ONLY - FLYNN FINANCIAL PARTNERS - NEW YORK, NY. (2) 05/06/13 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR - (HYBRID) PRIVATE ADVISOR GROUP, LLC - (HYBRID) CHARGE FEES ON ASSETS UNDER MANAGMENT AND FEES FOR ADVICE. - 70% OF TIME SPENT - NEW YORK, NY (3) 05/24/2013 - NON-VARIABLE INSURANCE - DOING INSURANCE BUSINESS AWAY FROM LPL - NO P&C BUSINESS - 1% OF TIME SPENT - NEW YORK, NY (4) 04/27/2017- Private Advisor Group: DBA (Hybrid) Flynn Financial Partners, Ltd.-investment related-At reported business location(s)-Registered Investment Advisor DBA-provide advisory services-start 07/04/2008-Hours per month 160/ Hours during trading 100 -I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 8/3/2020 - Dowd Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/29/2020 - 10 Hours Per Month/5 Hours During Securities Trading. (6) 9/11/2020 - Flynn Financial Partners, Ltd. LLC - Investment Related - 56 Harrison Street, Suite 203, New Rochelle, NY 10801 - Real Estate Rental - Started 09/09/2020 - 1 Hour Per Month/0 Hours During Securities Trading. (7) 08/05/2021 - Flynn Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/20/2021 - 160 Hours Per Month/160 Hours During Securities Trading. (8) 08/16/2022- F2 PARTNERS HOLDINGS, LLC- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only-Start Date- 06/30/2022- 5 Hours Per Month/ 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-02 |
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