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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-01-26
  • MN RA
    APPROVED
    Since 2023-01-26

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

601 Carlson Parkway, Unit 1050, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Golden Valley MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Golden Valley MN 11/2016 01/2023
Lpl Financial Llc Minnetonka MN 01/2023 Present
Iht Wealth Managment Chicago IL 01/2023 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Golden Valley, MN
  • 11/2016 → 01/2023
    Golden Valley, MN
  • 01/2023 → Present
    Lpl Financial Llc
    Minnetonka, MN
  • 01/2023 → Present
    Iht Wealth Managment
    Chicago, IL
Previous Registrations
  • 2011-01-03 → 2023-01-26
    Bloomington, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Bloomington, MN
    Golden Valley, MN
    Minneapolis, MN
    Minneapolis, MN
    Wayzata, MN
    Wayzata, MN
    Saint Louis Park, MN
    Wayzata, MN
    Wayzata, MN
  • 2004-02-17 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

1) 1/2023- IHT Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Chicago, IL 2) 1/27/2023 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Advisor - Start Date - 1/11/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-03
  • S66 Uniform Combined State Law Examination
    2002-10-03

View on SEC IAPD

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