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Guy Prospere Clairmont

LPl Financial LLC

Grand Rapids, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-31
MN RA APPROVED 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2024-10-31
  • MN RA
    APPROVED
    Since 2018-02-14

Branch Locations

415 Se 13Th St Ste 200, Grand Rapids, MN 55744 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hyatt Regency Hotel Minneapolis MN 06/2000 Present
Lpl Financial Llc Grand Rapids MN 02/2018 Present
Sii Investments, Inc. Grand Rapids MN 07/2002 02/2018
  • 06/2000 → Present
    Hyatt Regency Hotel
    Minneapolis, MN
  • 02/2018 → Present
    Grand Rapids, MN
  • 07/2002 → 02/2018
    Sii Investments, Inc.
    Grand Rapids, MN
Previous Registrations
  • 2014-01-09 → 2018-02-14
    Sii Investments, Inc.
    Grand Rapids, MN
    Grand Rapids, MN
    Appleton, WI
Other Businesses

1. 02/14/2018 - No Business Name - Not Investment Related - 415 SE 13th St. Ste. 200, Grand Rapids, MN 55744 - Real Estate Rental - Owner - Time Spent 1% - COMMERCIAL PROPERTY, Grand Rapids, MN - OWNER OF OFFICE BUILDING AND LEASING OUT OFFICE SPACE. 2. 02/14/2018 - No Business Name - Not Investment Related - Non-Variable Insurance - Agent - Time Spent 20% - Fixed Life. Independent agent doing business on his own through WJ Mager & Associates, Inc. Products sold - health insurance and some life. 3. 7/17/2018 - Clairmont Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/19/2017 - 40 Hours Per Month/36 Hours During Securities Trading. 4. 9/10/2019 - BLANDIN FOUNDATION - Not Investment Related - 100 N. POKEGAMA AVE. GRAND RAPIDS, MN 55744 - Non-Profit Board Member - TRUSTEE - Started 06/01/2015 - 10 Hours Per Month/5 Hours During Securities Trading - INVOLVED WITH POLICY DECISIONS. 5. 07/13/2023 - Clairmont & McBride Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/17/2023 - 40 Hours Per Month/ 30 Hours During Trading 6. 12/15/2023 - CK Blandin Residuary Trust - Act in a Fiduciary Capacity - Trustee - Not Investment Related - Home Based - Start Date 01/01/2024 - 15 Hours Per Month/ 6 Hours During Trading 7. 10/29/2024 - Guy P Clairmont - Other - Notary Service - Investment Related - At Reported Business Location(s) - Start Date 08/24/2010 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-28
S63 Uniform Securities Agent State Law Examination 2002-08-02
  • S66 Uniform Combined State Law Examination
    2005-07-28
  • S63 Uniform Securities Agent State Law Examination
    2002-08-02

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