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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-31 |
| MN | RA | APPROVED | 2018-02-14 |
Branch Locations
415 Se 13Th St Ste 200, Grand Rapids, MN 55744 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hyatt Regency Hotel | Minneapolis | MN | 06/2000 | Present |
| Lpl Financial Llc | Grand Rapids | MN | 02/2018 | Present |
| Sii Investments, Inc. | Grand Rapids | MN | 07/2002 | 02/2018 |
1. 02/14/2018 - No Business Name - Not Investment Related - 415 SE 13th St. Ste. 200, Grand Rapids, MN 55744 - Real Estate Rental - Owner - Time Spent 1% - COMMERCIAL PROPERTY, Grand Rapids, MN - OWNER OF OFFICE BUILDING AND LEASING OUT OFFICE SPACE. 2. 02/14/2018 - No Business Name - Not Investment Related - Non-Variable Insurance - Agent - Time Spent 20% - Fixed Life. Independent agent doing business on his own through WJ Mager & Associates, Inc. Products sold - health insurance and some life. 3. 7/17/2018 - Clairmont Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/19/2017 - 40 Hours Per Month/36 Hours During Securities Trading. 4. 9/10/2019 - BLANDIN FOUNDATION - Not Investment Related - 100 N. POKEGAMA AVE. GRAND RAPIDS, MN 55744 - Non-Profit Board Member - TRUSTEE - Started 06/01/2015 - 10 Hours Per Month/5 Hours During Securities Trading - INVOLVED WITH POLICY DECISIONS. 5. 07/13/2023 - Clairmont & McBride Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/17/2023 - 40 Hours Per Month/ 30 Hours During Trading 6. 12/15/2023 - CK Blandin Residuary Trust - Act in a Fiduciary Capacity - Trustee - Not Investment Related - Home Based - Start Date 01/01/2024 - 15 Hours Per Month/ 6 Hours During Trading 7. 10/29/2024 - Guy P Clairmont - Other - Notary Service - Investment Related - At Reported Business Location(s) - Start Date 08/24/2010 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-02 |
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