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1580 Lincoln Street Suite 680, Denver, CO 80203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-06-25 |
| TX | RA | APPROVED | 2021-06-25 |
Branch Locations
8000 Norman Center Drive Suite 630, Minneapolis, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minneapolis | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | 06/2021 |
| Mount Yale Investment Advisors, Llc | Minneapolis | MN | 06/2021 | Present |
| Innovation Partners Llc | Charlotte | NC | 06/2023 | Present |
1) 730 WASHINGTON LLC, DBA: Borough & Parlour. 5% OWNERSHIP OF RESTAURANT, INV RELATED, MINN MN, 2 HOURS PER MONTH, START 2013___ 2) PARLOUR ST PAUL, INV RELATED, ST PAUL, MN, 5.1% OWNER, START 12/20/2017, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: INVESTOR.___ 3) BESTER FAMILY FARM LLC, INV RELATED, PIERZ, MN, 100% OWNERSHIP, START 11/17/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LLC FOR FARMLAND RENTAL PROPERTY___ 4) 510 GROVELAND LLC; INV. RELATED; MINNEAPOLIS, MN; 10% OWNERSHIP; RESTAURANT/BAR P.S. STEAK; START 11/20/2018; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: INVESTOR.___ 5) HAMLINE UNIVERSITY; INVESTMENT RELATED; ST. PAUL,MN; VICE CHAIR OF INVESTMENT COMMITTEE; START 8/1/2020; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 2; ATTENDING MEETINGS TO DISCUSS INCORPORATING SOCIALLY RESPONSIBLE INVESTING INTO THE IPS, ASSET ALLOCATION, AND ENDOWMENT NEEDS.___ 6) RENTAL PROPERTY, INV RELATED, KEY COLONY BEACH, FL, 100% OWNERSHIP, START 2/1/2021, ZERO HOURS PER MONTH, ZERO DURING TRADING.___ 7) STEELE AND HOPS LLC. DBA: Steele and Hops. St. Anthony, MN. Start: 2021. Investor. https://steeleandhopsmn.com/. ___ 8) Shepherd of the Hills Church Gift Committee. Gift committee member. Start: 2018. Shoreview, MN. https://www.shepherdshoreview.org/. ___ 9) Southern Social Woodbury. Investor. Start: 09/2023. https://southernsocialmn.com/. ___ 10) Consano Biologics LLC. Start: 11/2023. Investor. Des Moines, IA. https://regenexx.com/. ___
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-09 |
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