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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor Inc | Des Moines | IA | 02/2015 | Present |
| Princor Financial Services Corporation | Des Moines | IA | 02/2015 | 05/2018 |
| Principal Asset Management | Des Moines | IA | 05/2018 | Present |
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Wrightsman Silver, LLC - Owner/Operator. Manufacture and sales of handmade jewelry. Pay based on sales. 455 Waukee Ave Waukee, IA 50263. Not investment related. 5 hrs per week, 0 hrs during trading. Effective 02/01/2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-24 |
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