Joanna Jean Elizabeth Payne

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-01-17

TX RA
APPROVED

Since 2008-01-17

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Austin	TX	11/2007	Present

11/2007 → Present

Charles Schwab & Co., Inc.

Austin, TX

Previous Registrations

2005-01-03 → 2007-11-01

Kestra Investment Services, Llc

Austin, TX

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-16

S66 Uniform Combined State Law Examination

2004-12-16

Other Names

Joanna Jean Elizabeth Payne
Joanne Jean Elizabeth Payne

View on SEC IAPD