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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2018-01-26 |
| TX | RA | APPROVED_RES | 2018-01-26 |
Branch Locations
10121 Se Sunnyside Rd, Ste 320, Clackamas, OR 97015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Portland | OR | 08/2010 | Present |
(1) 8/9/2010: DBA ONLY - BYRD FINANCIAL GROUP - PORTLAND, OR. (2) 02/17/2015 - NOTARY - TIME SPENT 1 HOUR PER MONTH - PORTLAND, OR (3) 1/9/2018 - Cimmiyotti Financial - Investment Related - 121 SW Morrison St Ste 810, Portland OR 97204 - Business Entity For Tax/Investment Purposes Only - Start Date 1/9/2018 - 160 Hours Per Month/8 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-27 |
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