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Kimberly Joy Cimmiyotti

LPl Financial LLC

Clackamas, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-01-26
TX RA APPROVED_RES 2018-01-26
  • OR RA
    APPROVED
    Since 2018-01-26
  • TX RA
    APPROVED_RES
    Since 2018-01-26

Branch Locations

10121 Se Sunnyside Rd, Ste 320, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Portland OR 08/2010 Present
Other Businesses

(1) 8/9/2010: DBA ONLY - BYRD FINANCIAL GROUP - PORTLAND, OR. (2) 02/17/2015 - NOTARY - TIME SPENT 1 HOUR PER MONTH - PORTLAND, OR (3) 1/9/2018 - Cimmiyotti Financial - Investment Related - 121 SW Morrison St Ste 810, Portland OR 97204 - Business Entity For Tax/Investment Purposes Only - Start Date 1/9/2018 - 160 Hours Per Month/8 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-27
  • S66 Uniform Combined State Law Examination
    2014-07-27

View on SEC IAPD

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