Todd C Johnson

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Massmutual Financial Group
  Chicago, IL
• 06/2003 → Present
  Mml Investors Services, Llc
  Chicago, IL

Other Businesses

(1)NAME: LR WINDSOR INV REL: Y ADD: 180 W WASHINGTON STREET SUITE 500 CHICAGO IL 60602 NATURE: OUTSIDE INSURANCE SALES POSITION: OWNERSHIP START DATE: 1/01/2005 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: LIFE, HEALTH, D&C. (2) NAME: TODD JOHNSON INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 1/01/2003 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 (3)NAME: TODD JOHNSON INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: BUSINESS CONSULTING POSITION: CONSULTANT START DATE: 10/2005 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 2

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-01
• S63 Uniform Securities Agent State Law Examination
  2003-07-19