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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-05
FL RA APPROVED 2004-06-15
  • TX RA
    APPROVED
    Since 2015-08-05
  • FL RA
    APPROVED
    Since 2004-06-15

Branch Locations

200 E Robinson St Ste 1200, Orlando, FL 32801 • United States

Winter Garden, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orlando FL 07/2002 03/2020
Ameriprise Financial Services, Llc Orlando FL 03/2020 Present
Previous Registrations
  • 2009-08-12 → 2009-10-14
    Ameriprise Advisor Services, Inc.
    Detroit, MI
Other Businesses

Real Estate Ownership; Single Family; 1809 High River Rd, , Ellijay, GA, 30540; Not Investment-Related; 03/25/2024 / Single Family; 315 Daniels Pointe Rd, , Winter Garden, FL, 34787-8704; Not Investment-Related; 01/01/2024. Business Ownership; HOPD LLC; This LLC is being created to hold the investment in THE VIEW CLERMONT LLC.; This LLC is being created to hold the investment in THE VIEW CLERMONT LLC.; 14660 Old Thicket Trace, , Winter Garden, FL, 34787; Investment-Related; 09/01/2022; 1 to 9 hours per month; 0 during trading hours / Orlando Spa Oasis; Owner; Retail; 5454 Central FL pkwy, , Orlando, FL, 32821; Not Investment-Related; 09/05/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-19
  • S66 Uniform Combined State Law Examination
    2002-12-19
Designations

View on SEC IAPD

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