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Paul T Keating

Morgan Stanley

New Haven, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-15
CT RA APPROVED 2021-10-11
  • TX RA
    APPROVED_RES
    Since 2025-02-15
  • CT RA
    APPROVED
    Since 2021-10-11

Branch Locations

545 Long Wharf Drive 7Th Floor, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2018 08/2021
Unemployed Fairfield CT 09/2016 03/2018
Bofa Securities, Inc. New York NY 05/2019 08/2021
Morgan Stanley New Haven CT 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 10/2021 Present
  • 04/2018 → 08/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 09/2016 → 03/2018
    Unemployed
    Fairfield, CT
  • 05/2019 → 08/2021
    Bofa Securities, Inc.
    New York, NY
  • 10/2021 → Present
    Morgan Stanley
    New Haven, CT
  • 10/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-06
S63 Uniform Securities Agent State Law Examination 2018-05-16
  • S65 Uniform Investment Adviser Law Examination
    2021-10-06
  • S63 Uniform Securities Agent State Law Examination
    2018-05-16
Other Names
  • Paul Thomas Keating
  • Paul Keating
  • Paul Thomas Keating
  • Paul Keating

View on SEC IAPD

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DWAYNE MICHAEL TYRIL
JACOB WILLIAM NESS
ALYSE ROSE UZARSKI
Beau T Tillinghast
MARC A. CIOCIOLA
DAVID LEWIS KING
Wiktor Wozniak

Other Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
LPL FINANCIAL LLC · NEW HAVEN, CT
RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEW HAVEN, CT

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