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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-12
TX RA APPROVED 2026-05-11
  • CA RA
    APPROVED
    Since 2026-05-12
  • TX RA
    APPROVED
    Since 2026-05-11

Branch Locations

2655 1St St Ste 250, Simi Valley, CA 93065 • United States

6320 Canoga Ave Fl 15, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Logix Fcu Burbank CA 07/2014 07/2017
Invest Financial Corp Tampa FL 07/2014 07/2017
Lpl Financial, Llc Chatsworth CA 07/2017 05/2026
Raymond James Financial Services, Inc. Woodland Hills CA 05/2026 Present
Raymond James Financial Services Advisors, Inc. Woodland Hills CA 05/2026 Present
Previous Registrations
  • 2017-07-14 → 2026-05-19
    Houston, TX
    Chatsworth, CA
    Simi Valley, CA
    Simi Valley, CA
    Houston, TX
    Santa Monica, CA
  • 2014-07-11 → 2017-07-17
    Invest Financial Corporation
    Burbank, CA
    Thousand Oaks, CA
    Burbank, CA
  • 2008-06-27 → 2014-07-07
    Td Ameritrade, Inc.
    Pasadena, CA
  • 2008-06-27 → 2014-07-07
    Td Ameritrade Investment Management, Llc
    Pasadena, CA
    Pasadena, CA
  • 2007-10-15 → 2008-06-18
    Wells Fargo Investments, Llc
    Los Angeles, CA
Other Businesses

1) Name of Business: Pinnacle Group Wealth Management Address: 6320 Canoga Ave Fl 15, Woodland Hills, CA, 91367, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Other, Associate/Employee Investment Related: No Start Date: 05/11/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Agent/Director\n\nFinancial advisor (2) Name of Business: Raymond James Address: 6320 Canoga Ave Fl 15, Woodland Hills, CA, 91367, United States Activity Type: Non-variable Insurance Position/Title: Broker, Agent, Associate/Employee, Owner Investment Related: Yes Start Date: 03/16/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advise clients on Non Variable Insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-13
S63 Uniform Securities Agent State Law Examination 2004-06-10
  • S66 Uniform Combined State Law Examination
    2007-10-13
  • S63 Uniform Securities Agent State Law Examination
    2004-06-10
Other Names
  • Vince Martin Padilla

View on SEC IAPD

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