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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-05-20
  • MA RA
    APPROVED
    Since 2013-05-20

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

2 Electronics Ave. Suite 34, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagship Harbor Advisors, Llc Danvers MA 05/2013 Present
Lpl Financial Llc Newburyport MA 05/2013 Present
Previous Registrations
Other Businesses

(1) 05/20/2013: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 90% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in May, 2013. I expect to spend approximately 90% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 05/20/2013: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Agent fixed insurance, offers term, LTC, universal life, DI, and whole life (3) 08/24/2016: Parker Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 2 Electronics Ave., Ste. 34, Danvers, MA 01923 - Start 08/22/2016 - 35 Hr/Mo; 8 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-30
  • S66 Uniform Combined State Law Examination
    2004-07-30
Other Names
  • Dan Edward Parker

View on SEC IAPD

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