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Clayton David Cox

Voya Retirement Advisors, LLC

Windsor, CT

Omaha, NE

Voya Financial Advisors, Inc.

Omaha, NE

Windsor, CT

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Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-10-25
  • NE RA
    APPROVED
    Since 2019-10-25

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Omaha, NE • United States

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2019-10-02
  • NE RA
    APPROVED
    Since 2019-10-02

Branch Locations

Omaha, NE • United States

One Orange Way, C4-S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of The West Omaha NE 07/2015 09/2019
Bancwest Investment Services Omaha NE 07/2015 09/2019
Voya Financial Advisors, Inc. Omaha NE 09/2019 Present
Voya Investment Distributor, Llc Omaha NE 10/2019 Present
Voya Financial Partners, Llc Omaha NE 10/2019 Present
Voya America Equities, Inc. Omaha NE 10/2019 12/2020
  • 07/2015 → 09/2019
    Bank Of The West
    Omaha, NE
  • 07/2015 → 09/2019
    Bancwest Investment Services
    Omaha, NE
  • 09/2019 → Present
    Voya Financial Advisors, Inc.
    Omaha, NE
  • 10/2019 → Present
    Voya Investment Distributor, Llc
    Omaha, NE
  • 10/2019 → Present
    Voya Financial Partners, Llc
    Omaha, NE
  • 10/2019 → 12/2020
    Voya America Equities, Inc.
    Omaha, NE
Previous Registrations
  • 2015-07-27 → 2019-09-09
    Bancwest Investment Services, Inc.
    Omaha, NE
  • 2011-08-08 → 2015-07-13
    Td Ameritrade, Inc.
    Omaha, NE
  • 2007-09-27 → 2011-07-26
    Securities America Advisors, Inc.
    La Vista, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-17
S63 Uniform Securities Agent State Law Examination 2002-10-01
  • S65 Uniform Investment Adviser Law Examination
    2007-09-17
  • S63 Uniform Securities Agent State Law Examination
    2002-10-01

View on SEC IAPD

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