Christopher Martin Williams

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 04/2017
  Metlife Securities Inc.
  Manchester, NH
• 04/2017 → 06/2018
  Mml Investors Services, Llc
  Manchester, NH
• 06/2018 → 11/2024
  Pruco Securities, Llc.
  Bedford, NH
• 06/2018 → Present
  Prudential Insurance Company Of America
  Bedford, NH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Dover, NH

Previous Registrations

• 2018-06-07 → 2024-11-20
  Pruco Securities, Llc.
  Dover, NH
  Wakefield, MA
  Derry, NH
  Dover, NH
• 2017-03-25 → 2018-06-05
  Mml Investors Services, Llc
  Bedford, NH
• 2013-07-09 → 2018-04-05
  Mariner
  Overland Park,, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Manchester, NH
• 2006-03-08 → 2015-01-02
  New England Securities
  Manchester, NH

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-13
• S63 Uniform Securities Agent State Law Examination
  2002-08-22

Other Names

• Christopher M Williams