Nikos G Antivachis

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Carlton Risk Management, Llc
  Uniondale, NY
• 11/2015 → 01/2025
  Lincoln Financial Securities Corporation
  Branchburg, NJ
• 09/2015 → Present
  Jona Income Solutions Llc
  Roselle Park, NJ
• 01/2025 → Present
  Osaic Wealth, Inc.
  Branchburg, NJ

Previous Registrations

• 2022-03-01 → 2025-01-24
  Osaic Fs, Inc.
  Parsippany, NJ
  Branchburg, NJ

Other Businesses

1) BOARD MEMBER BRANCHBURG BASEBALL CLUB POSITION: Board Member, Director NATURE: Travel/Tournament Director - Responsible for in-town travel baseball programs. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 72 Starling Drive, Branchburg, NJ 08876, United States DESCRIPTION: Travel/Tournament Director - Responsible for in-town travel baseball programs. 2) JONA INCOME SOLUTIONS, LLC DBA PERSONALIZED PLANNING 72 STARLING DRIVE BRANCHBURG, NJ 08876 CATEGORY: LEGAL ENTITY/INSURANCE INVESTMENT-RELATED: YES TITLE: MANAGING MEMBER DUTIES: OFFERS ACCIDENT & HEALTH, DISABILITY AND TRADITIONAL LIFE INSURANCE ALONG WITH FIXED ANNUITIES. START DATE: 09/2015 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 3) CARLTON RISK SOLUTIONS, LLC 72 STARLING DRIVE BRANCHBURG, NJ 08876 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: MANAGING MEMBER DUTIES: OFFERS ACCIDENT & HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, LIFE SETTLEMENTS AND TRADITIONAL LIFE INSURANCE PRODUCTS. START DATE: 11/2008 HOURS PER MONTH: 100 HOURS PER MONTH DURING TRADING HOURS: 80 4) NIKOS ANTIVACHIS BRANCHBURG, NJ CATEGORY: SERVICE RELATED INVESTMENT-RELATED: N O TITLE: SELF DUTIES: WORKING WITH A CLIENT TO ESTABLISH QUICKBOOKS START DATE: 04/2017 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0 5) CONSULTING POSITION: Consultant NATURE: Working with a client to establish Quickbooks, enter and categorize income & expenses. Develop a Balance Sheet and Cash Flow statement. Implement strategy to eliminating deficit or maximize surplus. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/21/2017 ADDRESS: 72 Starling Drive, Branchburg NJ 08876, United States DESCRIPTION: Working with a client to establish Quickbooks, enter and categorize income & expenses. Develop a Balance Sheet and Cash Flow statement. Implement strategy to eliminating deficit or maximize surplus. 6) CARLTON RISK SOLUTION, LLC POSITION: managing member NATURE: sell insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 11/02/2006 ADDRESS: 72 Starling Drive, Branchburg NJ 08876, United States DESCRIPTION: sell of insurance 7) N/A POSITION: Owner NATURE: I lease my home in Greece to a hotel group. They are responsible for all things related to the property including management and maintenance. They pay me an annual fee. They rent it out during the tourist season. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 72 Starling Drive, Branchburg NJ 08876, United States DESCRIPTION: I have no duties or responsibilities

Exams

• S66 Uniform Combined State Law Examination
  2022-02-03
• S65 Uniform Investment Adviser Law Examination
  2003-05-14
• S63 Uniform Securities Agent State Law Examination
  2002-08-09

Other Names

• Nick Antivachis