Ricardo Gutierrez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 08/2009 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

ZOOM MEDIA GROUP NOT INVESTMENT-RELATED MIAMI BEACH FL,33139 MAGAZIN PUBLISHING I'M SHARE HOLDER SMALL % BOARD MEMBER 2 HOUR PER MONTH AFTER BUSINESS HOURS. APARGATICA, INVEST RELATED: SHARE HOLDER, BOGOTA /COLOMBIA, MAGAZINE,TITLE-SHARE HOLDER, START DATE: 2004,#OF HOURS PER MONTH: 20 HOURS,# OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONE, DUTIES: MACRO VIEW.MOFFETT CONDOMINIUM FOLIO DEVELOPMENT, LLC AND THE ADDRESS IS; HALLANDALE, FLORIDA 33009CONDO CONVERSION OF 8 UNITS NOV 2005 2HRS PER MONTH 4HOURS PER MONTH DURING TRADING HRS INVESTORALPARGATICA SELL CONTENT FOR A MAGAZINE NOV 2005 3 HOURS PER MONTH, 1 HOURS PER MONTH DURING TRD HRS, OWNER SUMMIT COMERCIAL INTERNATIONAL MAGAZINE BUS, JAN 2006 1 HOURS PER MONTH NONE DRG TRD HRS OWNER. I*462801 For-Profit Name : MG pelican LLC Invest related: No Address of business: Coral Gables, Florida 33146 Position: Limited Partner Start: 8/12/2020 hours : 2 hrs Mthly hours during trading: 0Duties: It holds a vacations property I*453584 Charitable Name: FCI American Friends Address: Reston, Virginia, 20190Invest Related: No Position: Board Member Start: 05/15/2017 Hours: 500, Yearly Hours during trading: 0Duties: This organization is committed to helping children of low income families that suffer from heart disease to have treatment or surgeries at no cost to them. The Fundacion Cardioinfantil is a hospital located in Bogota, Colombia which is overseen and audited directly by the Boston Children's Hospital. Merrill Lynch has been a main sponsor of this foundation through a charity event on a yearly basis for the past 15 years. Fundacion Cardioinfantil is already approved as a charity organization within BofA ML for which employees can submit volunteer hours and the firm matches gifts and donations made to the charity. International liaison for Fundacion Cardioinfantial (a non profit) that is based in Colombia. I will be the liaison between Colombian foundation and domestic partners of the foundation. My main focus will be to promote the foundation and its purpose domestically and internationally. I*461495 Not for Profit Name: Fundacion GratitudAddress: Bogota, , 11000Invest Related: NoPosition: Advisor Employee Start Date: 10/16/2017 Hours: 100, Yearly Hours during trading: 0Duties: This organization focuses on arts therapy and rehabilitation for underprivileged community in Colombia. I have provided advice in terms of fundraising activities. I*400102 Entity For Profit Name: GB LLCAddress: Coral Gables, Florida, 33146Invest Related: No Position: Owner Start : 11/08/2011Number of Hours: 50, YearlyNumber of Hours during trading: 0, YearlyDuties: LLC is for holding FAs and wife's personal trust, insurance and real estate. The LLC has transitioned to be an overall investment vehicle for periodic real estate investments & venture capital. An LLC provides us with liability protection & tax advantages. R does not have an active role or use of the LLC. None I*5179271, Entity For Profit, Name: Compania De Trabajos Urbanos, Address: Bogota, , 110110, Investment Related: N, Position: ["Other"], Start : 08/14/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I would be a member of the board of directors giving council to the current administration. Invited to be a member of the board of directors of CTU. It is a family company, my grandfather was the founder. I*5178291, Entity Type Entity Charitable, Name: Vanderbilt University Address: Nashville Tennessee 37235 Invest Related: No Position: Committee Employee Start: 08/10/2026 No Hours: 3 Monthly No Hours during trading: 1 Monthly Duties:Providing strategic council to the dean and school leadership. Main objective is to serve as an ambassador to strengthen Peabodys College's mission, partnerships, and long-term growth in support of Vanderbilt's vision to become a great university. Committee Member made of Vanderbuilt student parents

Exams

• S66 Uniform Combined State Law Examination
  2002-12-01