Patrick Ray Raasch

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Lpl Financial, Llc
  Kimberly, WI

Other Businesses

1. 10/03/2012: VANDEN BOOM VERSTEGEN WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 9/6/2019 - Uber - Not Investment Related - No physical location. - Outside/W-2 Employment - Uber Driver - Started 08/12/2019 - 20 Hours Per Month/0 Hours During Securities Trading - Ride share program. 3. 3/22/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 02/23/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Serve as a notary public to clients as needed. 4. 01/26/2026 - Vanden Boom Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-17
• S63 Uniform Securities Agent State Law Examination
  2003-05-19