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135 S Main St Suite 600, Greenville, SC 29601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-06 |
Branch Locations
2116 Sw 152Nd St Suite 838, Seahurst, WA 98062 • United States
135 S Main St Suite 600, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. P Morgan Securities Llc | Seattle | WA | 07/2015 | 11/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 11/2020 | 08/2024 |
| Unemployed | Burien | WA | 08/2024 | 11/2024 |
| Guard Legacy | Seahurst | WA | 11/2024 | Present |
| Fiduciary Alliance | Seahurst | WA | 11/2024 | Present |
1) DOING BUSINESS AS GUARD LEGACY; INVESTMENT RELATED; OWNER; KIRKLAND, WA; UP TO 4 HOURS PER WEEK DURING MARKET HOURS. HOLD WASHINGTON STATE INSURANCE LICENSE AUTHORIZED TO SELL LIFE, DISABILITY, VARIABLE LIFE, AND VARIABLE ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-16 |
| S66 | Uniform Combined State Law Examination | 2002-09-12 |
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