Clint Michael Rosebush

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-31
CO	RA	APPROVED	2020-07-03

TX RA
APPROVED

Since 2025-10-31
CO RA
APPROVED

Since 2020-07-03

Branch Locations

Sedalia, CO • United States

250 Fillmore Street Suite 104, Denver, CO 80206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	05/2010	05/2020
Morgan Stanley	Denver	CO	05/2020	Present
E*Trade Securities Llc	Denver	CO	03/2021	Present

05/2010 → 05/2020

Charles Schwab & Co., Inc.

Lone Tree, CO
05/2020 → Present

Morgan Stanley

Denver, CO
03/2021 → Present

E*Trade Securities Llc

Denver, CO

Previous Registrations

2010-05-10 → 2020-06-01

Charles Schwab & Co., Inc.

Denver, CO

Englewood, CO

San Francisco, CA

Lone Tree, CO

Lone Tree, CO
2005-10-18 → 2010-04-22

T. Rowe Price Advisory Services, Inc.

Wellesley, MA
2004-12-10 → 2005-04-14

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-23

S66 Uniform Combined State Law Examination

2004-07-23

Other Names

Clint M Rosebush

View on SEC IAPD