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Scott Michael Williams

Mercer Global Advisors Inc.

Portage, MI

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-08-25
NH RA APPROVED 2023-08-25
TX RA APPROVED 2023-08-25
MI RA APPROVED 2022-05-24
  • LA RA
    APPROVED
    Since 2023-08-25
  • NH RA
    APPROVED
    Since 2023-08-25
  • TX RA
    APPROVED
    Since 2023-08-25
  • MI RA
    APPROVED
    Since 2022-05-24

Branch Locations

590 W Centre Ave, Portage, MI 49024 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Portage MI 08/2002 10/2020
Sanford Financial Services Portage MI 11/2006 10/2020
Sanford Advisory Services Portage MI 09/2009 05/2022
Raymond James Financial Services Advisors Inc. Portage MI 08/2009 10/2020
Mercer Global Advisors Inc Portage MI 05/2022 12/2025
Mercer Global Advisors Inc. Portage MI 01/2026 Present
Previous Registrations
Other Businesses

1) Family Related - Michael Williams. Address: Kalamazoo, MI Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related:No Start Date: 06/12/2019 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 5 Description of duties: Acting as power of attorney for my father as he recovers from health challenges. Providing guidance to management team and consultants at my father's business, Sign Art located in Kalamazoo, MI. 2)Name of Business : Big Brothers Big Sisters of Kalamazoo Address: Kalamazoo, MI Nature of the Business: Board Member/Officer/Director Position/Title: Finance Committee Member Investment Related:Yes Start Date: 10/01/2017 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: This organization formed a committee for reviewing investment management proposals and guiding the Finance Committee on investment policy. Raymond James nor Sanford Financial Services will be involved or bidding on the investment management.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-01-31
  • S63 Uniform Securities Agent State Law Examination
    2003-01-31
Designations

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