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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-25 |
| NH | RA | APPROVED | 2023-08-25 |
| TX | RA | APPROVED | 2023-08-25 |
| MI | RA | APPROVED | 2022-05-24 |
Branch Locations
590 W Centre Ave, Portage, MI 49024 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Portage | MI | 08/2002 | 10/2020 |
| Sanford Financial Services | Portage | MI | 11/2006 | 10/2020 |
| Sanford Advisory Services | Portage | MI | 09/2009 | 05/2022 |
| Raymond James Financial Services Advisors Inc. | Portage | MI | 08/2009 | 10/2020 |
| Mercer Global Advisors Inc | Portage | MI | 05/2022 | 12/2025 |
| Mercer Global Advisors Inc. | Portage | MI | 01/2026 | Present |
1) Family Related - Michael Williams. Address: Kalamazoo, MI Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related:No Start Date: 06/12/2019 Hours per month devoted to this business: 10 Hours per month devoted to this business during trading hours: 5 Description of duties: Acting as power of attorney for my father as he recovers from health challenges. Providing guidance to management team and consultants at my father's business, Sign Art located in Kalamazoo, MI. 2)Name of Business : Big Brothers Big Sisters of Kalamazoo Address: Kalamazoo, MI Nature of the Business: Board Member/Officer/Director Position/Title: Finance Committee Member Investment Related:Yes Start Date: 10/01/2017 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: This organization formed a committee for reviewing investment management proposals and guiding the Finance Committee on investment policy. Raymond James nor Sanford Financial Services will be involved or bidding on the investment management.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-01-31 |
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