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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-06-09
OK RA APPROVED 2026-06-02
TX RA APPROVED 2026-06-02
WI RA APPROVED 2026-05-26
  • DC RA
    APPROVED
    Since 2026-06-09
  • OK RA
    APPROVED
    Since 2026-06-02
  • TX RA
    APPROVED
    Since 2026-06-02
  • WI RA
    APPROVED
    Since 2026-05-26

Branch Locations

Two Rivers, WI • United States

4321 N Ballard Rd, Appleton, WI 54919 • United States

Cedarburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brian Dierks Grand Rapids MI 05/2022 08/2022
Brian Dierks Grand Rapids MI 08/2022 01/2026
Northwestern Mutual Investment Services Llc Grand Rapids MI 05/2022 01/2026
Thrivent Investment Management Inc Appleton WI 01/2026 Present
Thrivent Financial Appleton WI 01/2026 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2001 05/2022
Northwestern Mutual Investment Services Llc Milwaukee WI 11/2001 05/2022
  • 05/2022 → 08/2022
    Brian Dierks
    Grand Rapids, MI
  • 08/2022 → 01/2026
    Brian Dierks
    Grand Rapids, MI
  • 05/2022 → 01/2026
    Northwestern Mutual Investment Services Llc
    Grand Rapids, MI
  • 01/2026 → Present
    Appleton, WI
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
  • 11/2001 → 05/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2001 → 05/2022
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
Other Businesses

PRIVATE OWNED RENTAL REAL ESTATE POSITION: Owner NATURE: I/We (with wife) own the following rental real estate: 1014 S 22 St Manitowoc, WI 1137 S 25 St Manitowoc WI 1314 S 12 Manitowoc WI 416 N 5 Manitowoc WI 1609 25 St Two Rivers WI INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: N28W6642 Alyce St, Cedarburb WI 53012, United States DESCRIPTION: Passive ownership of rental real estate. I/we only deal with the property management company. CUETO HOLDINGS 2 LLC POSITION: Owner/Manager NATURE: The LLC does not hold any assets, but it holds a commercial loan for one of our rental real estate properties. Pending our Estate Planning, it will contain real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: N28W6642 Alyce St, Cedarburg WI 53012, United States DESCRIPTION: Paperwork, accounting and tax preparation for our CPA CUETO HOLDINGS 1 LLC POSITION: Owner/Manager NATURE: The LLC does not hold any assets, but it holds a commercial loan for one of our rental real estate properties. Pending our Estate Planning, it will contain real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: N28W6642 Alyce St, Cedarburg WI 53012, United States DESCRIPTION: Paperwork, accounting and taxes preparation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-22
S63 Uniform Securities Agent State Law Examination 1998-10-05
  • S66 Uniform Combined State Law Examination
    2026-05-22
  • S63 Uniform Securities Agent State Law Examination
    1998-10-05
Other Names
  • Gustavo Fernando Cueto

View on SEC IAPD

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