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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-06-09 |
| OK | RA | APPROVED | 2026-06-02 |
| TX | RA | APPROVED | 2026-06-02 |
| WI | RA | APPROVED | 2026-05-26 |
Branch Locations
Two Rivers, WI • United States
4321 N Ballard Rd, Appleton, WI 54919 • United States
Cedarburg, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brian Dierks | Grand Rapids | MI | 05/2022 | 08/2022 |
| Brian Dierks | Grand Rapids | MI | 08/2022 | 01/2026 |
| Northwestern Mutual Investment Services Llc | Grand Rapids | MI | 05/2022 | 01/2026 |
| Thrivent Investment Management Inc | Appleton | WI | 01/2026 | Present |
| Thrivent Financial | Appleton | WI | 01/2026 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2001 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 11/2001 | 05/2022 |
PRIVATE OWNED RENTAL REAL ESTATE POSITION: Owner NATURE: I/We (with wife) own the following rental real estate: 1014 S 22 St Manitowoc, WI 1137 S 25 St Manitowoc WI 1314 S 12 Manitowoc WI 416 N 5 Manitowoc WI 1609 25 St Two Rivers WI INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: N28W6642 Alyce St, Cedarburb WI 53012, United States DESCRIPTION: Passive ownership of rental real estate. I/we only deal with the property management company. CUETO HOLDINGS 2 LLC POSITION: Owner/Manager NATURE: The LLC does not hold any assets, but it holds a commercial loan for one of our rental real estate properties. Pending our Estate Planning, it will contain real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: N28W6642 Alyce St, Cedarburg WI 53012, United States DESCRIPTION: Paperwork, accounting and tax preparation for our CPA CUETO HOLDINGS 1 LLC POSITION: Owner/Manager NATURE: The LLC does not hold any assets, but it holds a commercial loan for one of our rental real estate properties. Pending our Estate Planning, it will contain real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: N28W6642 Alyce St, Cedarburg WI 53012, United States DESCRIPTION: Paperwork, accounting and taxes preparation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-05 |
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