Mark Dugo

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-01-23
TX	RA	APPROVED	2024-01-23

IL RA
APPROVED

Since 2024-01-23
TX RA
APPROVED

Since 2024-01-23

Branch Locations

10 S. Dearborn Street Floor 16, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	Chicago	IL	06/2007	12/2023
J.P. Morgan Securities Llc	Chicago	IL	10/2012	Present

06/2007 → 12/2023

Jpmorgan Chase Bank Na

Chicago, IL
10/2012 → Present

J.P. Morgan Securities Llc

Chicago, IL

Previous Registrations

2007-07-23 → 2012-10-01

Chase Investment Services Corp.

Chicago, IL
2004-06-04 → 2007-06-21

Thrivent Investment Management Inc.

Westchester, IL

Westchester, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-07

S66 Uniform Combined State Law Examination

2002-09-07

Other Names

Mark Joseph Dugo

View on SEC IAPD

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