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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
SD RA APPROVED 2013-02-22
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • SD RA
    APPROVED
    Since 2013-02-22

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Armor Wealth Manangement Sioux Falls SD 03/2015 Present
Principal Securities Inc Sioux Falls SD 03/2016 Present
Principal Life Insurance Company Sioux Falls SD 01/2014 Present
  • 03/2015 → Present
    Armor Wealth Manangement
    Sioux Falls, SD
  • 03/2016 → Present
    Sioux Falls, SD
  • 01/2014 → Present
    Principal Life Insurance Company
    Sioux Falls, SD
Previous Registrations
Other Businesses

*OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, DISABILITY INSURANCE AND LONG TERM CARE INSURANCE THROUGH VARIOUS CARRIERS, 2/3/14.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-25
S63 Uniform Securities Agent State Law Examination 2004-06-25
  • S65 Uniform Investment Adviser Law Examination
    2005-02-25
  • S63 Uniform Securities Agent State Law Examination
    2004-06-25

View on SEC IAPD

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