Best Investors Account Sign in

Joseph M. Bonanno

LPl Financial LLC

Hauppauge, NY

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
CT RA APPROVED 2019-02-26
  • NY RA
    APPROVED
    Since 2021-08-03
  • CT RA
    APPROVED
    Since 2019-02-26

Branch Locations

150 Motor Pkwy, Ste 401, Hauppauge, NY 11788 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
People'S Securities, Inc. Bridgeport CT 10/2012 05/2018
People's United Advisors, Inc. Bridgeport CT 05/2018 02/2019
Lpl Financial Llc Smithtown NY 02/2019 Present
Sterling National Bank Glen Cove NY 06/2019 02/2021
  • 10/2012 → 05/2018
    People'S Securities, Inc.
    Bridgeport, CT
  • 05/2018 → 02/2019
    People's United Advisors, Inc.
    Bridgeport, CT
  • 02/2019 → Present
    Smithtown, NY
  • 06/2019 → 02/2021
    Sterling National Bank
    Glen Cove, NY
Previous Registrations
  • 2015-10-09 → 2019-03-04
    People'S Securities, Inc.
    Maspeth, NY
    Staten Island, NY
    Glendale, NY
    Farmingville, NY
    Newburgh, NY
    Staten Island, NY
    Lake Ronkonkoma, NY
    West Babylon, NY
    Long Island City, NY
    Port Jefferson, NY
    Wading River, NY
    Coram, NY
    Commack, NY
    Rocky Point, NY
    Miller Place, NY
    Coram, NY
    Setauket, NY
    Bayport, NY
    Deer Park, NY
    Deer Park, NY
    West Babylon, NY
    Sayville, NY
    Hauppauge, NY
    Miller Place, NY
    Babylon, NY
    Lake Grove, NY
    East Setauket, NY
    Setauket, NY
    Nesconset, NY
    St. James, NY
    Centereach, NY
    Northport, NY
    Hauppauge, NY
    Smithtown, NY
    Manhasset, NY
    King'S Park, NY
    Oceanside, NY
    Port Chester, NY
    Greenvale, NY
    Dix Hills, NY
    West Islip, NY
    Hicksville, NY
    Garden City, NY
    Staten Island, NY
    Levittown, NY
    Smithtown, NY
    Bridgeport, CT
    Arverne, NY
    East Islip, NY
    Huntington, NY
    Brentwood, NY
  • 2018-05-22 → 2019-03-04
    People'S United Advisors, Inc.
    Smithtown, NY
  • 2009-06-02 → 2012-10-11
    Oakdale, NY
    Fort Mill, SC
    Shirley, NY
    Medford, NY
    Long Island City, NY
    Westhampton Beach, NY
    South Hampton, NY
  • 2009-05-02 → 2009-05-11
    Chase Investment Services Corp.
    Smithtown, NY
    Islandia, NY
    Lake Grove, NY
    Lake Ronkonkoma, NY
    East Setauket, NY
  • 2006-10-17 → 2009-05-02
    Wamu Investments, Inc.
    East Setauket, NY
    Miller Place, NY
    Port Jefferson, NY
    East Setauket, NY
    Islandia, NY
    Miller Place, NY
    East Setauket, NY
    Port Jefferson, NY
    East Setauket, NY
    East Northport, NY
    Commack, NY
    Dix Hills, NY
    Lake Ronkonkoma, NY
    Bohemia, NY
    Lake Grove, NY
    Smithtown, NY
    Islandia, NY
    Dix Hills, NY
    Irvine, CA
    Carle Place, NY
Other Businesses

1. 2/26/2019 - FDM WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/25/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 07/18/2022 - FIS Marketing - Investment Related - Non-Variable Insurance - Agent - Start Date - 07/12/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 3. 09/16/2022 - Fi Logistix - Not Investment Related - Location:https://www.filogistix.com/ - Other - armed guard - filling and emptying ATM machines - Start Date - 08/15/2022 - 36 Hours Per Month/6 Hours During Secutities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-11
S63 Uniform Securities Agent State Law Examination 2002-08-28
  • S65 Uniform Investment Adviser Law Examination
    2006-10-11
  • S63 Uniform Securities Agent State Law Examination
    2002-08-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hauppauge, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor