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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-31
MO RA APPROVED 2010-10-28
  • TX RA
    APPROVED_RES
    Since 2019-05-31
  • MO RA
    APPROVED
    Since 2010-10-28

Branch Locations

2021 S. Lindbergh Blvd., Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Frontenac MO 10/2010 Present
  • 10/2010 → Present
    Stifel Nicolaus & Co Inc
    Frontenac, MO
Previous Registrations
Other Businesses

The Shade Partnership Fund; Donor Advised Fund; Financial Committee Member; Help create, implement, and monitor the strategic financial vision of the DAF; 10/16/2017; 2.00 Hour(s) Per Year; not during securities trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-14
  • S66 Uniform Combined State Law Examination
    2007-09-14

View on SEC IAPD

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