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Dean Adam Mioli

Cetera Investment Advisers LLC

West Chester, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-12-16
  • PA RA
    APPROVED
    Since 2024-12-16

Branch Locations

1209 West Chester Pike Ste 101, West Chester, PA 19382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Distribution Co. Oaks PA 04/2007 11/2023
Sei Investments Oaks PA 10/2006 11/2023
Sei Investment Management Co Oaks PA 06/2007 11/2023
Unemployed Exton PA 12/2023 01/2024
Cuso Financial Services, Lp San Diego CA 01/2024 12/2024
Citadel Federal Credit Union West Chester PA 01/2024 Present
Cetera Investment Services Llc West Chester PA 12/2024 Present
Cetera Investment Advisers Llc West Chester PA 12/2024 Present
  • 04/2007 → 11/2023
    Sei Investments Distribution Co.
    Oaks, PA
  • 10/2006 → 11/2023
    Sei Investments
    Oaks, PA
  • 06/2007 → 11/2023
    Sei Investment Management Co
    Oaks, PA
  • 12/2023 → 01/2024
    Unemployed
    Exton, PA
  • 01/2024 → 12/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 01/2024 → Present
    Citadel Federal Credit Union
    West Chester, PA
  • 12/2024 → Present
    Cetera Investment Services Llc
    West Chester, PA
  • 12/2024 → Present
    Cetera Investment Advisers Llc
    West Chester, PA
Previous Registrations
  • 2024-01-31 → 2024-12-12
    Cuso Financial Services, L.P.
    West Chester, PA
  • 2007-06-04 → 2023-11-28
    Sei Investments Management Corp
    Oaks, PA
  • 2004-05-06 → 2006-06-09
    Cms Fund Advisers, Inc.
    Philadelphia, PA
  • 2001-09-06 → 2002-10-23
    Cpa Investment Solutions, Llc
    Yardley, PA
  • 2001-04-25 → 2002-10-09
    Comprehensive Investment Solutions Inc
    Yardley, PA
Other Businesses

ADJUNCT PROFESSOR FOR AMERICAN COLLEGE OF FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-09-21
  • S63 Uniform Securities Agent State Law Examination
    2005-09-21
Designations
Other Names
  • Dean A. Mioli

View on SEC IAPD

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Other Offices

WEALTHCARE ADVISORY PARTNERS LLC · WEST CHESTER, PA
WEALTHCARE CAPITAL PARTNERS, LLC · WEST CHESTER, PA
LPL FINANCIAL LLC · WEST CHESTER, PA
WEALTHCARE ADVISORY PARTNERS LLC · Westchester, PA
WEALTHCARE CAPITAL MANAGEMENT LLC · WEST CHESTER, PA
KEY FINANCIAL, INC. · WEST CHESTER, PA
TRUIST ADVISORY SERVICES, INC. · WEST CHESTER, PA
WELLS FARGO CLEARING SERVICES, LLC · WEST CHESTER, PA

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