Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-08-05
TX RA APPROVED 2015-07-21
  • FL RA
    APPROVED
    Since 2015-08-05
  • TX RA
    APPROVED
    Since 2015-07-21

Branch Locations

Palm Beach Garden, FL • United States

222 Lakeview Ave, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Palm Beach FL 07/2015 Present
Bank Of America, N.A. West Palm Beach FL 09/2015 Present
Previous Registrations
  • 2009-01-21 → 2015-08-08
    Barclays Capital Inc.
    Chicago, IL
    Palm Beach, FL
    Palm Beach, FL
  • 2005-04-25 → 2008-10-15
    Lehman Brothers Inc.
    Chicago, IL
    New York, NY
    Chicago, IL
  • 2002-11-12 → 2005-05-04
    Chicago, IL
Other Businesses

I*91683 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NAPERVILLE, ILLINOIS 60563 NATURE OF BUSINESS: OTHER,JOINTLY OWNED POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/31/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDLORD I*967268 For profit or not for profit: Name of outside business organization: BLT Communications Investment related: N Address of business: Hollywood, California, 90028 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 8/23/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Provide voice-overs for commercials and voice for trailers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-04
  • S66 Uniform Combined State Law Examination
    2002-11-04

View on SEC IAPD

More in Palm Beach Garden, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor