Whitney Beth Mclaughlin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 04/2017
  Alliance Wealth Management
  Birmingham, AL
• 04/2017 → 03/2020
  Regions Bank
  Birmingham, AL
• 05/2017 → 03/2020
  Cetera Investment Servces Llc
  St. Cloud, MN
• 03/2020 → 04/2021
  Bbva Usa
  Birmingham, AL
• 03/2020 → 04/2021
  Bbva Securities Inc
  Birmingham, AL
• 03/2020 → 04/2021
  Bbva Insurance Agency Inc
  Austin, TX
• 09/2012 → Present
  Beth Mclaughlin, Attorney
  Moody, AL
• 03/2020 → 04/2021
  Bbva Wealth Solutions, Inc.
  Birmingham, AL
• 04/2021 → 10/2021
  Private Client Services
  Birmingham, AL
• 04/2021 → 10/2021
  Rfg Advisory, Llc
  Vestavia Hills, AL
• 10/2021 → 06/2022
  Concourse Financial Group Securities Inc
  Birmingham, AL
• 07/2022 → Present
  Royal Alliance Associates, Inc.
  Jersey City, NJ

Previous Registrations

• 2021-10-22 → 2022-07-08
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
• 2021-04-05 → 2021-10-15
  Rfg Advisory, Llc
  Vestavia Hills, AL
• 2020-03-12 → 2021-03-30
  Pnc Managed Account Solutions, Inc.
  Birmingham, AL
• 2019-11-13 → 2020-03-03
  Cetera Investment Advisers Llc
  Birmingham, AL
• 2007-03-08 → 2007-08-31
  Concourse Financial Group Securities, Inc.
  Birmingham, AL
• 2006-11-06 → 2007-01-23
  Morgan Keegan & Company, Llc
  Birmingham, AL
• 2003-07-10 → 2006-11-28
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2003-01-31 → 2003-09-02
  Amsouth Investment Services, Inc.
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL

Other Businesses

1) BETH MCLAUGHLIN, ATTORNEY POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/22/2012 ADDRESS: 4110 Jubilee Lane, Moody AL 35004, United States DESCRIPTION: Legal preparation for family rental property; lease agreements, eviction notices.

Exams

• S66 Uniform Combined State Law Examination
  2019-11-12

Other Names

• Whitney Mclaughlin
• Whitney Beth Green
• Beth Mclaughlin
• Whitney Beth Mclaughlin