Robert Spencer Van Pelt

Employer firm

Managed Account Advisors LLC CRD 142558

$995B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2016
  Morgan Stanley Smith Barney
  New York, NY
• 11/2016 → Present
  Managed Account Advisors
  Jersey City, NJ

Previous Registrations

• 2011-08-24 → 2016-11-30
  Morgan Stanley
  New York, NY

Other Businesses

70 S Avenue LLC Tarrytown, NY 10591 The LLC holds a vacation property that has been owned by my family since 1997. The vacation property is used exclusively by my family. My sister and I serve as managing members of the LLC. 2016 0 hours/month during securities trading hours Jointly responsible for maintenance of the property. Van Pelt Family 2010 Trust Tarrytown, NY 10591 I serve as a co-trustee on the above referenced family trust along with my sister and R C, the managing partner at Clarfeld Financial Advisors, Inc. (with R C serving as the independent corporate trustee. 2010 0 hours/month during securities trading hours Jointly responsible for financial oversight of the trust. Day-to-day affairs are managed by an independent investment advisor, Clarfeld Financial Advisors, Inc. I*, Entity Type Non Profit, Name of OBA: Address: Tarrytown, New York, 10591 Investment Related: No Position, Title, Association: Officer(President, CEO,) Employee Start Date: 01-Jan-1998 No Hours: 1 monthly No Hours during trading: 0 Duties: The K.E.D.S. Foundation, Inc. is a small family foundation established by my parents. The foundation supports not-for-profit 501(c)(3) organizations.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-12
• S63 Uniform Securities Agent State Law Examination
  2002-09-05

Other Names

• Robert Spencer Van Pelt
• R Spencer Van Pelt