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Timothy Lee Conner

Timothy L. Conner

Houston, TX

CRD 4561601

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Employer firm

Timothy L. Conner CRD 121661

$7.23M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Timothy L. Conner

Houston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-10
  • TX RA
    APPROVED
    Since 2024-01-10

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Timothy L. Conner Houston TX 08/2002 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-09
  • S65 Uniform Investment Adviser Law Examination
    2002-08-09

View on SEC IAPD

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