Best Investors
Account
Sign in
Best Investors
Account
Sign in
Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-14 |
| LA | RA | APPROVED | 2025-06-16 |
| MT | RA | APPROVED | 2024-05-07 |
| ME | RA | APPROVED | 2022-05-05 |
| AK | RA | APPROVED | 2022-02-28 |
| MA | RA | APPROVED | 2021-10-20 |
| RI | RA | APPROVED | 2021-08-11 |
| GA | RA | APPROVED | 2020-11-03 |
| NM | RA | APPROVED | 2020-11-03 |
| MN | RA | APPROVED | 2018-08-30 |
| IL | RA | APPROVED | 2017-11-28 |
| NC | RA | APPROVED | 2017-10-09 |
| FL | RA | APPROVED | 2017-03-23 |
| UT | RA | APPROVED | 2017-03-16 |
| VA | RA | APPROVED | 2017-02-01 |
| DE | RA | APPROVED | 2016-12-05 |
| NJ | RA | APPROVED | 2014-08-08 |
| IA | RA | APPROVED | 2014-07-18 |
| AR | RA | APPROVED | 2011-10-13 |
| OH | RA | APPROVED | 2011-07-05 |
| TX | RA | APPROVED_RES | 2010-10-14 |
| WA | RA | APPROVED | 2010-03-19 |
Branch Locations
920 5Th Avenue Suite 1375, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Seattle | WA | 04/2013 | Present |
| Hsbc Bank Usa, N.A. | Seattle | WA | 08/2016 | Present |
Dual hatted as agent of HSBC Insurance Agency (USA) Inc., a wholly owned subsidiary of HSBC Bank USA N.A., offering whole life, universal life, term life, and other types of insurance. Annuities and variable life insurance products are offered by HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-01 |
Reach out to this advisor