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Brian Joseph Shapiro

Forum Financial Management, LP

Lombard, IL

Saint Louis, MO

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Current Employers
Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-09-14
  • MO RA
    APPROVED
    Since 2020-09-14

Branch Locations

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Saint Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham Asset Management, Llc Clayton MO 05/2008 09/2019
Forum Financial Management, Lp Lombard IL 09/2020 Present
Forum Financial Management, Lp Lombard IL 10/2019 Present
Previous Registrations
  • 2008-06-12 → 2019-09-19
    Buckingham Strategic Wealth, Llc
    St Louis, MO
  • 2003-12-09 → 2008-02-26
    Morningstar Investment Services Llc
    Chicago, IL
    Chicago, IL
  • 2002-08-20 → 2003-02-18
    Morningstar Investment Services Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-19
  • S65 Uniform Investment Adviser Law Examination
    2002-08-19

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · LOMBARD, IL
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INVESTMENT CONSULTING SERVICES, LLC · LOMBARD, IL
ATHENA ADVISOR SERVICES, LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
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