Brian Joseph Shapiro

Employer firm

Forum Financial Management, LP CRD 145706

$8.69B regulatory AUM 155 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 09/2019
  Buckingham Asset Management, Llc
  Clayton, MO
• 09/2020 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 10/2019 → Present
  Forum Financial Management, Lp
  Lombard, IL

Previous Registrations

• 2008-06-12 → 2019-09-19
  Buckingham Strategic Wealth, Llc
  St Louis, MO
• 2003-12-09 → 2008-02-26
  Morningstar Investment Services Llc
  Chicago, IL
  Chicago, IL
• 2002-08-20 → 2003-02-18
  Morningstar Investment Services Llc
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-19