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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2008-09-25 |
| TX | RA | APPROVED | 2008-09-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2008 | Present |
| Bank Of America, N.A. | Short Hills | NJ | 05/2011 | Present |
I*121019 For profit or not for profit: Non-Profit Organization Name of outside business organization: Florham Park Lacrosse Program Investment related: N Address of business: Florham Park, New Jersey 07932 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 2/15/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: fundraising for town youth lacrosse team
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-16 |
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