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Alan Paul Wojtowicz

Ubs Financial Services Inc.

Elmhurst, IL

Oakbrook Terrace, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-07-11
TX RA APPROVED 2011-07-11
  • IL RA
    APPROVED
    Since 2011-07-11
  • TX RA
    APPROVED
    Since 2011-07-11

Branch Locations

Elmhurst, IL • United States

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Oak Brook IL 07/2011 Present
Previous Registrations
  • 2009-06-01 → 2011-07-22
    Morgan Stanley
    Oak Brook, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Oak Brook, IL
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-10
S63 Uniform Securities Agent State Law Examination 2002-08-21
  • S66 Uniform Combined State Law Examination
    2008-03-10
  • S63 Uniform Securities Agent State Law Examination
    2002-08-21

View on SEC IAPD

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