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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-08 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
6455 Irvine Center Drive, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aristotle Capital Management, Llc/Imst Distributors, Llc | Newport Beach | CA | 07/2017 | 05/2019 |
| Unemployed | Corona | CA | 02/2016 | 07/2017 |
| Aig Capital Services, Inc. / American General Life Ins. | Woodland Hills | CA | 05/2019 | 04/2022 |
| Principal Financial Group/Principal Funds Distributor, Inc. | Des Moines | IA | 04/2022 | 09/2024 |
| Capital Group / Capital Client Group, Inc. | Irvine | CA | 01/2026 | Present |
| Capital Group Companies | Irvine | CA | 09/2024 | 01/2026 |
| University Of North Carolina | Chapel Hill | NC | 01/2021 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-25 |
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