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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-23 |
| CO | RA | APPROVED | 2016-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Life Investors | Laramie | WY | 07/2002 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2016 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2016, AS ADVISORY REP OF A RIA. INV REL, 35HR/WK 35/TRADING 2) MOUNTAIN WEALTH MANAGEMENT LLC, 515 S HOWES ST FORT COLLINS CO, 01/2009, OWNER, DBA, NIR, 120 HR/MO 120 HR/MO TRADING 3) INDEPENDENT INSURANCE AGENT, 515 S HOWES ST FORT COLLINS CO, 07/2002, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 4 HR/MO 4 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-26 |
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