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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-09 |
| DE | RA | APPROVED | 2025-03-31 |
| OH | RA | APPROVED | 2025-03-07 |
| WV | RA | APPROVED | 2024-01-16 |
| OK | RA | APPROVED | 2022-06-15 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2021-01-14 |
| MN | RA | APPROVED | 2020-11-05 |
| NE | RA | APPROVED | 2020-09-04 |
| VT | RA | APPROVED | 2020-02-10 |
| NC | RA | APPROVED | 2020-01-17 |
| MD | RA | APPROVED | 2019-03-12 |
| FL | RA | APPROVED | 2019-01-08 |
| WA | RA | APPROVED | 2017-09-11 |
| MO | RA | APPROVED | 2017-08-03 |
| RI | RA | APPROVED | 2017-01-23 |
| KS | RA | APPROVED | 2016-06-17 |
| CA | RA | APPROVED | 2016-01-05 |
| VA | RA | APPROVED | 2015-07-14 |
| AL | RA | APPROVED | 2013-11-20 |
| GA | RA | APPROVED | 2013-06-20 |
| PA | RA | APPROVED | 2011-04-11 |
| CO | RA | APPROVED | 2009-10-20 |
| CT | RA | APPROVED | 2008-11-24 |
| MA | RA | APPROVED | 2008-03-27 |
| NJ | RA | APPROVED | 2007-05-08 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
East Chester, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | White Plains | NY | 12/2006 | Present |
| Park Ave Securities | White Plains | NY | 12/2006 | Present |
| Guardian Life Insurance Company | East Chester | NY | 06/2024 | Present |
| Park Avenue Securities | East Chester | NY | 06/2024 | Present |
1. Outside Insurance-I sell insurance outside of Guardian. Start: 01/01/2006, Address: 800 Westchester Avenue, Rye Brook, NY 10573, 1 bus hr per month, Investment related, 2) Aurelian Wealth Strategies-member, Nature of Business: DBA, Start date: 01/01/2026, Address: 800 Westchester Ave Rye Brook, NY 10573, Duties: Doing Business As, Owner/member, 60 total hours per month; 60 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-24 |
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