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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-09-06
CA RA APPROVED 2006-09-01
  • TX RA
    APPROVED_RES
    Since 2012-09-06
  • CA RA
    APPROVED
    Since 2006-09-01

Branch Locations

4900 Hopyard Rd, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pleasanton CA 08/2006 Present
Bank Of America, N.A. Pleasanton CA 07/2011 Present
Previous Registrations
  • 2003-04-29 → 2006-09-06
    Morgan Stanley Dw Inc.
    Pleasanton, CA
    Pleasanton, CA
Other Businesses

I*4764282, Entity Type: , Name of OBA: Rental Property - 26-Jun-26 - 1, Address: Kissimmee, Florida, 34747, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 07/13/2026, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-13
  • S66 Uniform Combined State Law Examination
    2002-09-13
Other Names
  • Jenner Stimpfig
  • Jenner David Stimpfig

View on SEC IAPD

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