Best Investors Account Sign in

Thomas Herber

Strategic Advisers LLC

Las Vegas, NV

Claim This Profile
Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NV RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Santa Rosa CA 10/2014 11/2016
Wells Fargo Clearing Services, Llc Santa Rosa CA 11/2016 01/2018
Cuso Financial Services, Lp San Diego CA 01/2018 10/2018
Ttec-Ehealth Las Vegas NV 07/2019 10/2019
Allstate Insurance Company Las Vegas NV 11/2019 03/2021
Unemployed Las Vegas NV 11/2018 06/2019
Unemployed Las Vegas NV 04/2021 10/2021
Fidelity Investments Las Vegas NV 10/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Santa Rosa, CA
  • 11/2016 → 01/2018
    Wells Fargo Clearing Services, Llc
    Santa Rosa, CA
  • 01/2018 → 10/2018
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2019 → 10/2019
    Ttec-Ehealth
    Las Vegas, NV
  • 11/2019 → 03/2021
    Allstate Insurance Company
    Las Vegas, NV
  • 11/2018 → 06/2019
    Unemployed
    Las Vegas, NV
  • 04/2021 → 10/2021
    Unemployed
    Las Vegas, NV
  • 10/2021 → Present
    Fidelity Investments
    Las Vegas, NV
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-02-09 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Las Vegas, NV
    Salt Lake City, UT
  • 2019-12-02 → 2021-03-02
    Allstate Financial Advisors, Llc
    Las Vegas, NV
  • 2018-01-22 → 2018-10-22
    Cuso Financial Services, L.P.
    West Haven, CT
    New York, NY
    San Diego, CA
  • 2014-10-16 → 2018-01-29
    Wells Fargo Clearing Services, Llc
    Vallejo, CA
    Fairfield, CA
    Santa Rosa, CA
    Fairfield, CA
    Petaluma, CA
  • 2011-09-19 → 2014-10-24
    Bancwest Investment Services, Inc.
    Novato, CA
    Sonoma, CA
    Larkspur, CA
    Rohnert Park, CA
    Petaluma, CA
    Petaluma, CA
    Mill Valley, CA
    Mill Valley, CA
  • 2006-02-17 → 2008-04-04
    Chase Investment Services Corp.
    New York, NY
  • 2004-11-09 → 2005-10-06
    Citicorp Investment Services
    Long Island City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-14
S63 Uniform Securities Agent State Law Examination 2003-01-23
  • S66 Uniform Combined State Law Examination
    2004-07-14
  • S63 Uniform Securities Agent State Law Examination
    2003-01-23
Other Names
  • Thomas William Herber
  • Thomas William Herber
  • Thomas William Herber

View on SEC IAPD

More in Las Vegas, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor