Clyde Ellis Patton

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → Present
  H.O.D.C., Llc
  New Orleans, LA
• 09/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-03-02 → 2011-08-25
  Capwest Securities, Inc.
  Charlottesville, VA
  Lakewood, CO
  New Orleans, LA
  Greeley, CO

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2011, AS ADVISORY REP OF AN RIA, INV REL, 20 HR/MO, 15 HR/MO TRADING. 2) KELLER WILLIAMS REALTY, METAIRIE, LA, 04/2004, REAL ESTATE AGENT, NIR, 20 HR/MO, 15 HR/MO TRADING. 3) RICKERVILLE LLC, 5500 PRYTANIA ST, BOX 217, NEW ORLEANS, LA, 12/2000, OWNER, REAL ESTATE, NIR, 10 HR/MO, 5 HR/MO TRADING. 4) NONY LLC, NEW ORLEANS, LA, 09/2006, OWNER, REAL ESTATE, NIR, 2 HR/MO, 2 HR/MO TRADING. 5) COLISEUM HOLDINGS LLC, NEW ORLEANS, LA, 10/2004, OWNER, REAL ESTATE, NIR, 2 HR/MO, 1 HR/MO TRADING. 6) CLYDE PATTON, NEW ORLEANS, LA, 05/2009, REAL ESTATE AGENT, INV REL, 10 HR/MO, 8 HR/MO TRADING. 7) GUIDANCE FINANCIAL ADVISORS, LLC, New Orleans LA 70115, United States, 01/21/2026, Owner, DBA Name, INV REL, 120 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-12-22
• S65 Uniform Investment Adviser Law Examination
  2008-12-08