Jason Michael Dorn

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2007-10-25

WI RA
APPROVED

Since 2007-10-25

Branch Locations

De Pere, WI • United States

330 E Kilbourn Ave Ste 950, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Inc	Milwaukee	WI	10/2007	Present
Jerod T Spaeth	Milwaukee	WI	05/2009	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	05/2009	Present
Lauren Peter	Milwaukee	WI	05/2023	Present

10/2007 → Present

Northwestern Mutual Investment Services, Inc

Milwaukee, WI
05/2009 → Present

Jerod T Spaeth

Milwaukee, WI
05/2009 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI
05/2023 → Present

Lauren Peter

Milwaukee, WI

Previous Registrations

2007-02-12 → 2007-10-10

Robert W. Baird & Co. Incorporated

Milwaukee, WI

Milwaukee, WI

Other Businesses

1. BUDGET REVIEW COMMITTEE, WEST DE PERE SCHOOL DISTRICT, 400 REID ST. STE W, DE PERE, , WISCONSIN, 54115, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 4/24/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SCHOOL BOARD MEMBER; NOT INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-09

S66 Uniform Combined State Law Examination

2007-02-09

View on SEC IAPD