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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-10-21
TX RA APPROVED 2019-10-21
  • IL RA
    APPROVED
    Since 2019-10-21
  • TX RA
    APPROVED
    Since 2019-10-21

Branch Locations

2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States

Aurora, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Naperville IL 10/2012 10/2017
Securities America, Inc. Naperville IL 10/2017 10/2019
Securities America Advisors Naperville IL 10/2017 10/2019
Lpl Financial, Llc Downers Grove IL 10/2019 Present
  • 10/2012 → 10/2017
    National Planning Corporation
    Naperville, IL
  • 10/2017 → 10/2019
    Securities America, Inc.
    Naperville, IL
  • 10/2017 → 10/2019
    Securities America Advisors
    Naperville, IL
  • 10/2019 → Present
    Downers Grove, IL
Previous Registrations
  • 2017-10-20 → 2019-11-15
    Securities America Advisors, Inc.
    Naperville, IL
  • 2013-04-02 → 2017-10-26
    National Planning Corporation
    Naperville, IL
    St. Petersburg, FL
    St. Petersburg, FL
Other Businesses

1) 10/2019 - DBA for LPL Business (entity for LPL business) - Professional Wealth Advisors - Investment Related - Plainfield, IL 2) 10/2019 - DBA for LPL Business (entity for LPL business) - PWA - Investment Related - Plainfield, IL 3) 4/2016 - Real Estate Rental - Investment Related - 114 E. KENDALL DRIVE, YORKVILLE, IL 60560 4) 4/2014 - Non-Variable Insurance - Natalie Jump - Investment Related - Plainfield, IL 5) 6/2011 - Notary Public - Natalie Jump - Investment Related - Plainfield, IL 6) 4/2019 - Business Entity for Tax Purposes - GLOBAL WEALTH PARTNERS, INC - Investment Related - Plainfield, IL 7) 10/15/2021 - Capitas Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/05/2021 - Non-variable life insurance and fixed annuity sales. Occasional business to be placed through Capitas Financial or carrier direct. 8) 12/21/2023 - Equilibrium Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/18/2023 - 64 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-28
S63 Uniform Securities Agent State Law Examination 2003-03-14
  • S66 Uniform Combined State Law Examination
    2013-03-28
  • S63 Uniform Securities Agent State Law Examination
    2003-03-14
Other Names
  • Natalie A Larsen

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