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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-10-21 |
| TX | RA | APPROVED | 2019-10-21 |
Branch Locations
2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States
Aurora, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Naperville | IL | 10/2012 | 10/2017 |
| Securities America, Inc. | Naperville | IL | 10/2017 | 10/2019 |
| Securities America Advisors | Naperville | IL | 10/2017 | 10/2019 |
| Lpl Financial, Llc | Downers Grove | IL | 10/2019 | Present |
1) 10/2019 - DBA for LPL Business (entity for LPL business) - Professional Wealth Advisors - Investment Related - Plainfield, IL 2) 10/2019 - DBA for LPL Business (entity for LPL business) - PWA - Investment Related - Plainfield, IL 3) 4/2016 - Real Estate Rental - Investment Related - 114 E. KENDALL DRIVE, YORKVILLE, IL 60560 4) 4/2014 - Non-Variable Insurance - Natalie Jump - Investment Related - Plainfield, IL 5) 6/2011 - Notary Public - Natalie Jump - Investment Related - Plainfield, IL 6) 4/2019 - Business Entity for Tax Purposes - GLOBAL WEALTH PARTNERS, INC - Investment Related - Plainfield, IL 7) 10/15/2021 - Capitas Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/05/2021 - Non-variable life insurance and fixed annuity sales. Occasional business to be placed through Capitas Financial or carrier direct. 8) 12/21/2023 - Equilibrium Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/18/2023 - 64 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-14 |
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