Andrew Paul Smith

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2016-10-06
TX	RA	APPROVED	2016-10-06

IN RA
APPROVED

Since 2016-10-06
TX RA
APPROVED

Since 2016-10-06

Branch Locations

8555 N. River Rd Suite 350, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tmfs Advisors, Llc	Overland Park	KS	07/2015	11/2016
Financial Engines Advisors L.L.C.	Indianapolis	IN	11/2016	Present
Investing Sense	Indianapolis	IN	05/2016	Present

07/2015 → 11/2016

Tmfs Advisors, Llc

Overland Park, KS
11/2016 → Present

Financial Engines Advisors L.L.C.

Indianapolis, IN
05/2016 → Present

Investing Sense

Indianapolis, IN

Previous Registrations

2015-07-07 → 2016-12-01

Financial Engines Advisor Center, Llc

Indianapolis, IN

Overland Park, KS
2007-04-03 → 2015-09-03

The Mutual Fund Store

Indianapolis, IN

Overland Park, KS
2002-08-07 → 2007-03-27

The Mutual Fund Store

Indianapolis, IN

Other Businesses

1) Better Business Bureau of Central Indiana; INVESTMENT RELATED: No; ADDRESS: Indiana; POSITION: Board Member/Executive Committee Member; START DATE: 01/01/2010; NUMBER OF HOURS/MONTH: 1 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-08-05

S65 Uniform Investment Adviser Law Examination

2002-08-05

Designations

Other Names

Andy Paul Smith

View on SEC IAPD

Current Employers

Edelman Financial Engines

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews