Ketan B Shah

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 01/2017
  Citizens Investment Services Corp
  North Haven, CT
• 01/2017 → Present
  Liberty Bank
  Seymour, CT
• 01/2017 → Present
  Raymond James Financial Services, Inc.
  Seymour, CT
• 02/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Seymour, CT

Previous Registrations

• 2013-07-17 → 2017-01-31
  Citizens Securities, Inc.
  North Haven, CT
  New Haven, CT
  New Haven, CT
  New Haven, CT
  Deep River, CT
  Woodbridge, CT
  Deep River, CT
  Orange, CT
  West Seneca, NY
• 2003-07-29 → 2013-03-18
  Msi Financial Services, Inc.
  Shelton, CT
  Shelton, CT
• 2002-10-06 → 2003-07-29
  Ameriprise Financial Services, Llc
  Woodbridge, CT

Exams

• S66 Uniform Combined State Law Examination
  2002-10-03

Designations

• Certified Financial Planner

Other Names

• Ketan Bhupendra Shah