Joseph Henry Marks

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-11-12

AL RA
APPROVED

Since 2025-11-12

Branch Locations

1100 Montgomery Highway, Vestavia Hills, AL 35216 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

620 Second Ave N, Clanton, AL 35045 • United States

1300 Greensboro Ave, Tuscaloosa, AL 35401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sterne, Agee & Leach, Inc.	Birmingham	AL	07/2004	04/2017
Sterne Agee Investment Advisor Services, Inc.	Birmingham	AL	06/2016	04/2017
Intl Fcstone Financial Inc	Birmingham	AL	10/2016	04/2017
Progress Bank	Birmingham	AL	08/2017	02/2021
Unemployed	Birmingham	AL	04/2017	08/2017
Fnbb Capital Markets Llc	Birmingham	AL	02/2021	02/2025
First National Bankers Bank	Birmingham	AL	02/2021	02/2025
Sa Stone Wealth Management Inc.	Birmingham	AL	09/2017	02/2021
Stonex Securities Inc	Vestavia Hills	AL	10/2025	Present
Unemployed	Birmingham	AL	02/2025	10/2025
Stonex Advisors Inc.	Vestavia Hills	AL	11/2025	Present

07/2004 → 04/2017

Sterne, Agee & Leach, Inc.

Birmingham, AL
06/2016 → 04/2017

Sterne Agee Investment Advisor Services, Inc.

Birmingham, AL
10/2016 → 04/2017

Intl Fcstone Financial Inc

Birmingham, AL
08/2017 → 02/2021

Progress Bank

Birmingham, AL
04/2017 → 08/2017

Unemployed

Birmingham, AL
02/2021 → 02/2025

Fnbb Capital Markets Llc

Birmingham, AL
02/2021 → 02/2025

First National Bankers Bank

Birmingham, AL
09/2017 → 02/2021

Sa Stone Wealth Management Inc.

Birmingham, AL
10/2025 → Present

Stonex Securities Inc

Vestavia Hills, AL
02/2025 → 10/2025

Unemployed

Birmingham, AL
11/2025 → Present

Stonex Advisors Inc.

Vestavia Hills, AL

Previous Registrations

2017-09-15 → 2021-02-05

Stonex Advisors Inc.

Birmingham, AL

Birmingham, AL
2016-06-30 → 2017-07-11

Stonex Advisors Inc.

Birmingham, AL
2010-10-19 → 2016-06-30

Intl Advisory Consultants Inc.

Birmingham, AL
2006-01-31 → 2009-09-14

Intl Advisory Consultants Inc.

Birmingham, AL

Other Businesses

1) Canterbury Child Development Center - 350 Overbrook Road, Birmingham, AL 35213 Nature of Business: Daycare affiliated with Canterbury UMC Investment Related: No Business Position: member Business Duties: attend meetings and sit on panel acting as sounding board for Director and Sr. Staff Business Start Date: 10/01/2013 Approximately one hour spent on this OBA monthly, with zero during market hours 2) Mountain Brook Athletics - 3650 Bethune Drive Mountain Brook, AL 35223 Nature of Business: City youth recreational sports league Investment Related: No Business Position: Co-Commissioner for 8/9th grade basketball Business Duties: Score and organize basketball games during evenings and weekends. Business Start Date: 10/20/2025 Approximately 12 hours spent on this OBA monthly, with one during market hours 3) RIVER BANK & TRUST - 1100 MONTOGMERY HWY VESTAVIA HILLS, AL 35226 INVESTMENT RELATED: YES BUSINESS POSITION: SVP FINANCIAL ADVISOR BUSINESS DUTIES: ADVISE CLIENTS ON INVESTMENTS BUSINESS START DATE: 10/14/2025 APPROXIMATELY 160 HOURS SPENT ON THIS OBA MONTHLY & DURING MARKET HOURS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-30

S66 Uniform Combined State Law Examination

2006-01-30

Other Names

Hank Marks
Joseph Henry Marks

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