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1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-10-16 |
Branch Locations
1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Sunbury, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Lights Distributors, Llc | Omaha | NE | 05/2016 | 02/2019 |
| Eventide Asset Management, Llc | Boston | MA | 02/2016 | 03/2019 |
| Veriti Management Llc | Boston | MA | 05/2019 | 01/2020 |
| Umb Distribution Services, Llc | Milwaukee | WI | 06/2020 | 11/2022 |
| Valor Consulting & Distribution, Llc | Sunbury | OH | 01/2020 | 10/2025 |
| Bv Securities | Dallas | TX | 11/2022 | 10/2023 |
| Bullseye Investment Management, Llc | Columbus | OH | 11/2022 | 05/2023 |
| Chauner Securities Inc | Northbrook | IL | 10/2023 | 06/2025 |
| Redswan Markets | Houston | TX | 06/2025 | 09/2025 |
| Realta Equities, Inc. | Wilmington | DE | 10/2025 | Present |
| Realta Investment Advisors, Inc. | Wilmington | DE | 10/2025 | Present |
(1) R7 Enterprises LLC; not investment related; 6481 Fredricks Road, Sunbury, OH; Farm activity; No compensation; 5 hours per month none during normal trading hours. (2) Realta Investment Advisors, Inc.; investment related; 1201 N. Orange St Ste 729 Wilmington, DE 19801; Investment Advisory Services; Investment Advisor Representative; Advisory Fees; 4 hours per month during normal trading hours. (3) Becknell Industrial; start: 10/2025; investment related; 6481 Fredricks Road Sunbury, OH; www.becknellindustrialinvestments.com; Investment; Commissions; Wholesale Becknell Industrial Income Trust; 40 hours per week during normal trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-28 |
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